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SMF Regulatory Briefing Programme 2025

Overview

The UK regulators take the competence of Senior Managers very seriously. Upon submitting an application for an SMF, the FCA expects to see a skills gap analysis, learning and development plan, and a competency assessment.

However, this focus on training and competence should not end upon approval for the SMF role. It is crucially important that SMFs be able to demonstrate ongoing competence, particularly with respect to latest regulatory developments.

Our SMF Programme has been developed with this in mind. The programme consists of a series of monthly, one-hour seminars on regulatory hot topics, enabling SMFs to:

  • Keep up to date with the latest regulatory trends and initiatives
  • Demonstrate their commitment to regulatory proficiency
  • Access the training at a convenient time, through our on-demand learning platform
  • Document CPD activity as required

This course is designed and delivered by experienced, current and former practitioners, making it ideal for SMFs in the financial services industry who need to keep up to date with the latest in compliance and financial crime prevention.

Who is this for?

This course is for those in Senior Management Functions (SMFs) within the financial industry.

Upcoming Live Sessions

  • Consumer Duty Update for SMFs
    12 Jun 2025 (10:00 - 11:00)
  • ESG Update for SMFs
    17 Jul 2025 (10:00 - 11:00)
  • SMFs’ Responsibilities for Whistleblowing
    14 Aug 2025 (10:00 - 11:00)
  • Non-Financial Misconduct and D&I update
    11 Sep 2025 (10:00 - 11:00)
  • Challenges for SMFs in recent enforcement cases
    16 Oct 2025 (10:00 - 11:00)
  • SMFs and Corporate Governance
    13 Nov 2025 (10:00 - 11:00)
  • Key KYC Challenges for SMFs
    11 Dec 2025 (10:00 - 11:00)

Recorded Sessions

  • Compliance and Risk outlook for 2025 [to include AI]
    28 Jan 2025 (10:00 - 11:00)
  • SMFs’ Responsibility for Operational Resilience
    13 Feb 2025 (10:00 - 11:00)
  • Financial Crime Update for SMFs
    20 Mar 2025 (10:00 - 11:00)
  • SMFs and Vulnerable Customers
    17 Apr 2025 (10:00 - 11:00)
  • Suitability for SMFs
    08 May 2025 (10:00 - 11:00)

Delivery

The programme consists of 12 x 1-hour virtual training courses that are delivered live, monthly via Zoom, however, participants have the flexibility to join the live sessions or watch the recordings at a later date through our dedicated CPD learning portal.

SMF Regulatory Briefing Programme 2025
850 GBP
hourglass
Duration
12 CPD Hours
location
Delivery
Virtual
calendar
Upcoming Dates
28 Jan - 11 Dec 2025
time
Delivery Times
12 Jun 2025
( 10:00 - 11:00 )
17 Jul 2025
( 10:00 - 11:00 )
14 Aug 2025
( 10:00 - 11:00 )
11 Sep 2025
( 10:00 - 11:00 )
16 Oct 2025
( 10:00 - 11:00 )
13 Nov 2025
( 10:00 - 11:00 )
11 Dec 2025
( 10:00 - 11:00 )

Related Courses

Senior Management Functions (SMF) Interview Coaching
Senior Management Responsibilities & the SM&CR

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