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Compliance & Conduct

Whether you require skills-based training for your Compliance Team, awareness-based training for your firm, or a briefing for your Senior Management/Board we can help.

If you can’t find what you’re looking for, contact us.

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All Front / Back Office Staff Compliance / Financial Crime Staff Senior Management
All CPD Programmes In-House eLearning On-Demand Tutorials Public

Best Execution Workshop

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CFC & Compliance CPD Programme 2022

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Client Assets Workshop

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Client Categorisation Workshop

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Client Money and Assets (CASS) - CISI

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Complaints Handling eLearning

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Compliance Risk In…

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Conduct and Culture Workshop

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Conflicts of Interest

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Conflicts of Interest Workshop

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Next public course: 09 - 10 Nov 2022

Developing a Risk-Based Compliance Monitoring Programme

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Next public course: 06 - 21 Sep 2022

Diploma Series - Compliance Culture, Conduct & Governance

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Diploma Series - Key Compliance Skills

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ESG Fundamentals eLearning

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Fair Treatment of Vulnerable Customers

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Financial Promotions Workshop

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Integrity & Ethics

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Integrity & Ethics eLearning

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Introduction to Complaints Handling

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Introduction to ESG & Sustainable Finance

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Introduction to FCA Regulation & the Conduct Rules

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Introduction to FCA Regulation & the Conduct Rules On-Demand

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Introduction to TCF and Culture

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Introduction to TCF and Culture eLearning

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Market Abuse Awareness

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Market Abuse eLearning

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Market Abuse Workshop

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Overview of the Conduct of Business Rules

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SM&CR Conduct Rules

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SM&CR Conduct Rules eLearning

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Next public course: 12 Oct 2022

The Compliance Officer Refresher

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The Importance of Compliance

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The Importance of Compliance eLearning

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Next public course: 19 - 20 Jul 2022

The Role of the Compliance Officer

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Whistleblowing Awareness

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Whistleblowing eLearning

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Writing an Effective Compliance Report

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Can't find what you're looking for?

Contact us
Or view our A-Z course catalogue.
CCL Academy - UK

UK - Head Office

The Pantiles Chambers
85 High Street
Tunbridge Wells, TN1 1XP
United Kingdom
Phone: +44 20 3092 0442
Email: info@cclacademy.co.uk

UAE Office

Al Saaha Offices
Downtown Dubai
Dubai
United Arab Emirates
Phone: +971 4 427 2151
Email: info@cclacademy.com

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