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Rules & Regulations

Whether you require in-depth training on a particular rule or regulation, an awareness-based course for the whole firm, or a briefing for your Senior Management/Board we can help.

If you can’t find what you’re looking for, contact us.

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All Front / Back Office Staff Compliance / Financial Crime Staff Senior Management
All In-House eLearning CPD Programmes Public

Best Execution Workshop

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Client Categorisation Workshop

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Client Money and Assets (CASS) - CISI

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Client Money and Assets (CASS) Workshop

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Introduction to Complaints Handling

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SM&CR Conduct Rules

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Conflicts of Interest eLearning

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Conflicts of Interest Workshop

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Consumer Duty eLearning

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Consumer Duty for Front & Back Office

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Consumer Duty Senior Management Briefing

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Consumer Duty: MI & The Board Report Workshop

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Consumer Duty: The New Normal eLearning

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Data Protection Awareness

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Data Protection Awareness

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Facilitation of Tax Evasion eLearning

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Financial Promotions Workshop

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Health and Safety eLearning

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Introduction to CASS eLearning

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Introduction to Complaints Handling

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Introduction to FCA Regulation & the Conduct Rules

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Introduction to TCF and Culture

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Market Abuse - eLearning

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Market Abuse - eLearning

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Market Abuse Workshop

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Non-Financial Misconduct Briefing Series

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Overview of the Conduct of Business Rules

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Regulator Interview Coaching

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Senior Management Responsibilities & the SM&CR

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SM&CR Conduct Rules

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SMF Regulatory Briefing Programme 2025

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Introduction to TCF and Culture

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Whistleblowing Awareness

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Whistleblowing Awareness

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Can't find what you're looking for?

Contact us
Or view our A-Z course catalogue.
CCL Academy - UK

UK - Head Office

The Pantiles Chambers
85 High Street
Tunbridge Wells, TN1 1XP
United Kingdom
Phone: +44 20 3092 0442
Email: info@cclacademy.co.uk

UAE Office

Al Saaha Offices
Downtown Dubai
Dubai
United Arab Emirates
Phone: +971 4 427 2151
Email: info@cclacademy.com

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