Compliance
Course
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The Compliance Graduate Programme
30 - 31 Aug 2018City of London -
The Role of the Compliance Officer
26 Sep 2018City of London -
Conflicts of Interest Workshop
03 Oct 2018City of London -
Effective Compliance Monitoring
30 Oct 2018City of London -
Market Abuse Workshop
20 Nov 2018City of London -
Diploma Series - Risk for Compliance Officers
26 - 28 Nov 2018City of London -
Compliance and Fixed Income
07 Dec 2018City of London -
Diploma Series - Effective Compliance Leadership
25 - 27 Mar 2019City of London -
Diploma Series - Corporate Governance and Dealing with the Boardroom
10 - 12 Jun 2019City of London -
Conduct and Culture Workshop
None Scheduled -
CISI - Global Financial Compliance
In-House Only -
Compliance Risk in OTC Derivatives
In-House Only -
Corporate Governance Essentials for Compliance
In-House Only -
Risk Management Essentials
In-House Only -
Writing an Effective Compliance Report
In-House Only
AML & Financial Crime Prevention
Course
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AML - A Practical Introduction for All
05 Sep 2018City of London -
Diploma Series - Advanced Skills in Combating Financial Crime
10 - 12 Sep 2018City of London -
The Role of the MLRO
09 Oct 2018City of London -
Client Onboarding & Risk Based CDD Workshop
10 Oct 2018City of London -
The MLRO Refresher
11 Oct 2018City of London -
The AML & FCC Graduate Programme
01 - 02 Nov 2018City of London -
AML Risks in Correspondent Banking
07 Nov 2018London -
Suspicion Reporting Workshop
07 Nov 2018City of London -
AML Awareness eLearning
Online Course -
Anti-Bribery & Corruption (ABC) Workshop
None Scheduled -
Fraud Prevention eLearning
Online Course -
Market Abuse eLearning
Online Course -
AML Client Monitoring Workshop
In-House Only -
AML Risk Methodology & Assessment Workshop
In-House Only -
AML Risks in Trade Finance
In-House Only -
AML Update for Directors and Senior Managers - 60 Minute Briefing
In-House Only -
AML/CTF Typologies and Red Flags Workshop
In-House Only -
Anti Bribery & Corruption Awareness
In-House Only -
CISI - Combating Financial Crime
In-House Only -
CISI - Managing Cyber Security
In-House Only -
Fraud Prevention Awareness
In-House Only -
Fraud Prevention Workshop
In-House Only -
Sanctions Compliance Workshop
In-House Only -
The CTF Intelligence Simulation
In-House Only
Senior Management & The Board
Course
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Senior Management Responsibilities
06 Sep 2018City of London -
60 Minute Briefing - Directors’ and Senior Managers’ responsibilities under FCA rules
In-House Only -
The Director Development Programme
In-House Only
FCA Regulations
Course
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Introduction to FCA Regulation
05 Sep 2018City of London -
Senior Management Responsibilities
06 Sep 2018City of London -
Conflicts of Interest Workshop
03 Oct 2018City of London -
Market Abuse Workshop
20 Nov 2018City of London -
Conduct and Culture Workshop
None Scheduled -
Market Abuse eLearning
Online Course -
MiFID II - Overview & Impact
None Scheduled -
MiFID II eLearning
Online Course -
Approved Persons - 60 Minute Briefing
In-House Only -
Authorisation and Approved Persons
In-House Only -
Best Execution Workshop
In-House Only -
CASS Operational Oversight
In-House Only -
Client Assets Workshop
In-House Only -
Client Categorisation Workshop
In-House Only -
Conduct Risk
In-House Only -
Financial Promotions Workshop
In-House Only -
MiFID II – Getting Your Firm Ready
In-House Only -
Overview of the Conduct of Business Rules
In-House Only -
SM&CR - Conduct Rules Briefings
In-House Only -
Suitability and Appropriateness
In-House Only
Senior Managers & Certification Regime (SM&CR)
Course
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SM&CR for FCA Regulated Firms - Overview & Impact
29 Aug 2018City of London -
SM&CR - Conduct Rules Briefings
In-House Only
Risk Management
Course
-
Diploma Series - Risk for Compliance Officers
26 - 28 Nov 2018City of London -
General Data Protection Regulation (GDPR) eLearning
Online Course -
CISI - Managing Cyber Security
In-House Only -
CISI - Risk in Financial Services
In-House Only -
Data Security in Financial Services Firms
In-House Only -
Risk Management Essentials
In-House Only
Prudential Regulation
Course
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An Introduction to CRD IV
In-House Only -
The Prudential Framework for CRD IV Investment Firms
In-House Only -
The Prudential Framework for Deposit Takers
In-House Only
Cybercrime
Course
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GDPR - A Practical Introduction for All
09 Nov 2018City of London -
Cybercrime Awareness eLearning
Online Course -
General Data Protection Regulation (GDPR) eLearning
Online Course -
CISI - Managing Cyber Security
In-House Only -
Cybercrime & Security for Compliance Officers
In-House Only
CISI Qualifications
Course
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CISI - Combating Financial Crime
In-House Only -
CISI - Global Financial Compliance
In-House Only -
CISI - Managing Cyber Security
In-House Only -
CISI - Risk in Financial Services
In-House Only
Front Office
Course
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AML - A Practical Introduction for All
05 Sep 2018City of London -
Introduction to FCA Regulation
05 Sep 2018City of London -
GDPR - A Practical Introduction for All
09 Nov 2018City of London -
Market Abuse Workshop
20 Nov 2018City of London -
AML Awareness eLearning
Online Course -
Anti-Bribery & Corruption eLearning
Online Course -
Cybercrime Awareness eLearning
Online Course -
Fraud Prevention eLearning
Online Course -
General Data Protection Regulation (GDPR) eLearning
Online Course -
Market Abuse eLearning
Online Course -
MiFID II eLearning
Online Course -
Anti Bribery & Corruption Awareness
In-House Only -
Financial Markets Induction Programme
In-House Only -
Fraud Prevention Awareness
In-House Only