Compliance
Course
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The Role of the Compliance Officer
17 - 18 Mar 2021Virtual -
Compliance Skills CPD Programme 2021
CPD Programme -
Developing a Risk-Based Compliance Monitoring Programme
30 - 31 Mar 2021Virtual -
Complaints Handling eLearning
eLearning -
Ethics in Business eLearning
eLearning -
Information Security Awareness eLearning
eLearning -
Introduction to TCF and Conduct eLearning
eLearning -
Sanctions eLearning
eLearning -
Senior Management Responsibilities & the SM&CR On-Demand
On-demand -
The Compliance Officer Refresher
None Scheduled -
The Importance of Compliance - eLearning
eLearning -
CISI - Global Financial Compliance
Inhouse -
Compliance and Derivatives
Inhouse -
Compliance and Equities
Inhouse -
Compliance and Fixed Income
Inhouse -
Compliance and FX/Commodities
Inhouse -
Compliance Risk in OTC Derivatives
Inhouse -
Conduct and Culture Workshop
Inhouse -
Conflicts of Interest Workshop
Inhouse -
Diploma Series - Corporate Governance and Dealing with the Boardroom
Inhouse -
Diploma Series - Effective Compliance Leadership
Inhouse -
Diploma Series - Risk for Compliance Officers
Inhouse -
Market Abuse Workshop
Inhouse -
The Compliance Graduate Programme
Inhouse -
Writing an Effective Compliance Report
Inhouse
AML & Financial Crime Prevention
Course
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Client Onboarding & Risk Based CDD Workshop
03 - 04 Mar 2021Virtual -
The Role of the MLRO
10 - 11 Mar 2021Virtual -
The MLRO Refresher
25 Mar 2021Virtual -
AML - A Practical Introduction for All
None Scheduled -
AML Awareness eLearning
eLearning -
Combating Financial Crime CPD Programme 2021
CPD Programme -
Fraud Prevention eLearning
eLearning -
Market Abuse eLearning
eLearning -
Sanctions eLearning
eLearning -
Trade Based Money Laundering and Correspondent Banking Risk
None Scheduled -
AML Introduction for Accountants
Inhouse -
AML Introduction for Estate Agents
Inhouse -
AML Risks in Correspondent Banking
Inhouse -
AML Risks in Trade Finance
Inhouse -
AML Training Introduction for Lawyers
Inhouse -
AML Update for Directors and Senior Managers - 60 Minute Briefing
Inhouse -
Anti Bribery & Corruption Awareness
Inhouse -
Anti-Bribery & Corruption (ABC) Workshop
Inhouse -
CISI - Combating Financial Crime
Inhouse -
CISI - Managing Cyber Security
Inhouse -
Diploma Series - Advanced Skills in Combating Financial Crime
Inhouse -
Fraud Prevention Workshop
Inhouse -
Sanctions Compliance Workshop
Inhouse -
Suspicion Reporting Workshop
Inhouse -
The AML & FCC Graduate Programme
Inhouse -
Trade Based Money Laundering & Terrorist Financing
Inhouse
Senior Managers & Certification Regime (SM&CR)
Course
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Introduction to the SM&CR eLearning
eLearning -
SM&CR Conduct Rules eLearning
eLearning -
Senior Management Briefings
Inhouse -
Senior Management Functions (SMF) Interview Coaching
Inhouse -
Senior Management Responsibilities & the SM&CR
Inhouse -
SM&CR - Conduct Rules Briefings
Inhouse
FCA Regulations
Course
-
AML - A Practical Introduction for All
None Scheduled -
Introduction to CASS eLearning
eLearning -
Introduction to FCA Regulation & the Conduct Rules On-Demand
On-demand -
Introduction to TCF and Conduct eLearning
eLearning -
Market Abuse eLearning
eLearning -
Senior Management Responsibilities & the SM&CR On-Demand
On-demand -
Whistleblowing eLearning
eLearning -
Approved Persons - 60 Minute Briefing
Inhouse -
Authorisation and Approved Persons
Inhouse -
Best Execution Workshop
Inhouse -
CASS Operational Oversight
Inhouse -
CISI - Client Money and Assets (CASS)
Inhouse -
Client Assets Workshop
Inhouse -
Client Categorisation Workshop
Inhouse -
Conduct and Culture Workshop
Inhouse -
Conflicts of Interest Workshop
Inhouse -
FCA Regulation of Consumer Credit in the Telecoms Market
Inhouse -
Financial Promotions Workshop
Inhouse -
Introduction to FCA Regulation & the Conduct Rules
Inhouse -
Market Abuse Workshop
Inhouse -
Overview of the Conduct of Business Rules
Inhouse -
Senior Management Functions (SMF) Interview Coaching
Inhouse -
Senior Management Responsibilities & the SM&CR
Inhouse -
SM&CR - Conduct Rules Briefings
Inhouse
Prudential Regulation
Course
Senior Management & The Board
Course
-
Information Security Awareness eLearning
eLearning -
Introduction to the SM&CR eLearning
eLearning -
Senior Management Responsibilities & the SM&CR On-Demand
On-demand -
60 Minute Briefing - Directors’ and Senior Managers’ responsibilities under FCA rules
Inhouse -
Senior Management Briefings
Inhouse -
Senior Management Functions (SMF) Interview Coaching
Inhouse -
Senior Management Responsibilities & the SM&CR
Inhouse -
The Director Development Programme
Inhouse
Cybercrime
Course
-
Cybercrime Awareness eLearning
eLearning -
Data Protection - GDPR eLearning
eLearning -
Information Security Awareness eLearning
eLearning -
CISI - Managing Cyber Security
Inhouse -
Data Protection - A Practical Introduction for All
Inhouse
Front Office
Course
-
AML - A Practical Introduction for All
None Scheduled -
AML Awareness eLearning
eLearning -
Anti-Bribery & Corruption eLearning
eLearning -
Complaints Handling eLearning
eLearning -
Cybercrime Awareness eLearning
eLearning -
Data Protection - GDPR eLearning
eLearning -
Ethics in Business eLearning
eLearning -
Fraud Prevention eLearning
eLearning -
Information Security Awareness eLearning
eLearning -
Introduction to TCF and Conduct eLearning
eLearning -
Market Abuse eLearning
eLearning -
The Importance of Compliance - eLearning
eLearning -
Anti Bribery & Corruption Awareness
Inhouse -
Data Protection - A Practical Introduction for All
Inhouse -
Financial Markets Induction Programme
Inhouse -
Introduction to FCA Regulation & the Conduct Rules
Inhouse -
Market Abuse Workshop
Inhouse
Risk Management
Course
-
CISI - Risk in Financial Services
Distance Learning -
Data Protection - GDPR eLearning
eLearning -
CISI - Managing Cyber Security
Inhouse -
Data Security in Financial Services Firms
Inhouse -
Diploma Series - Risk for Compliance Officers
Inhouse
Finance Induction Training
Course
-
CISI - International Introduction to Securities and Investment
Distance Learning -
Financial Markets Induction Programme
Inhouse
CISI Qualifications

A range of exam study options to help you to prepare for the Chartered Institute for Securities & Investment (CISI) qualifications, designed for staff working in financial services firms.
If you are looking for CISI qualifications for wealth management professionals, visit our dedicated CISI website by clicking here.
Course
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CISI - International Certificate in Wealth & Investment Management (ICWIM)
Distance Learning -
CISI - International Introduction to Securities and Investment
Distance Learning -
CISI - Risk in Financial Services
Distance Learning -
CISI - Client Money and Assets (CASS)
Inhouse -
CISI - Combating Financial Crime
Inhouse -
CISI - Global Financial Compliance
Inhouse -
CISI - Introduction to Securities & Investment
Inhouse -
CISI - Islamic Finance Qualification (IFQ)
Inhouse -
CISI - Managing Cyber Security
Inhouse -
CISI - UK Financial Regulation (IOC)
Inhouse -
CISI - UK Regulation and Professional Integrity (IAD)
Inhouse