Compliance
Course
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The Role of the Compliance Officer
24 Jan 2019City of London -
Developing a Risk-Based Compliance Monitoring Programme
08 Feb 2019City of London -
Market Abuse Workshop
15 Mar 2019City of London -
Conduct and Culture Workshop
28 Mar 2019City of London -
The Compliance Officer Refresher
29 Mar 2019City of London -
Compliance and Fixed Income
None Scheduled -
Conflicts of Interest Workshop
None Scheduled -
CISI - Global Financial Compliance
In-House Only -
Compliance Risk in OTC Derivatives
In-House Only -
Corporate Governance Essentials for Compliance
In-House Only -
Diploma Series - Corporate Governance and Dealing with the Boardroom
In-House Only -
Diploma Series - Effective Compliance Leadership
In-House Only -
Diploma Series - Risk for Compliance Officers
In-House Only -
Risk Management Essentials
In-House Only -
The Compliance Graduate Programme
In-House Only -
Writing an Effective Compliance Report
In-House Only
AML & Financial Crime Prevention
Course
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The Role of the MLRO
29 Jan 2019City of London -
AML - A Practical Introduction for All
30 Jan 2019City of London -
Client Onboarding & Risk Based CDD Workshop
31 Jan 2019City of London -
The MLRO Refresher
27 Feb 2019City of London -
Suspicion Reporting Workshop
19 Mar 2019City of London -
AML Awareness eLearning
Online Course -
Fraud Prevention eLearning
Online Course -
Market Abuse eLearning
Online Course -
AML Client Monitoring Workshop
In-House Only -
AML Risk Methodology & Assessment Workshop
In-House Only -
AML Risks in Correspondent Banking
In-House Only -
AML Risks in Trade Finance
In-House Only -
AML Update for Directors and Senior Managers - 60 Minute Briefing
In-House Only -
AML/CTF Typologies and Red Flags Workshop
In-House Only -
Anti Bribery & Corruption Awareness
In-House Only -
Anti-Bribery & Corruption (ABC) Workshop
In-House Only -
CISI - Combating Financial Crime
In-House Only -
CISI - Managing Cyber Security
In-House Only -
Diploma Series - Advanced Skills in Combating Financial Crime
In-House Only -
Fraud Prevention Awareness
In-House Only -
Fraud Prevention Workshop
In-House Only -
Sanctions Compliance Workshop
In-House Only -
The AML & FCC Graduate Programme
In-House Only -
The CTF Intelligence Simulation
In-House Only
Senior Management & The Board
Course
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Senior Management Responsibilities
14 Feb 2019City of London -
60 Minute Briefing - Directors’ and Senior Managers’ responsibilities under FCA rules
In-House Only -
The Director Development Programme
In-House Only
FCA Regulations
Course
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Introduction to FCA Regulation
13 Feb 2019City of London -
Senior Management Responsibilities
14 Feb 2019City of London -
Market Abuse Workshop
15 Mar 2019City of London -
Conduct and Culture Workshop
28 Mar 2019City of London -
Conflicts of Interest Workshop
None Scheduled -
Market Abuse eLearning
Online Course -
MiFID II - Overview & Impact
None Scheduled -
MiFID II eLearning
Online Course -
Whistleblowing eLearning
Online Course -
Approved Persons - 60 Minute Briefing
In-House Only -
Authorisation and Approved Persons
In-House Only -
Best Execution Workshop
In-House Only -
CASS Operational Oversight
In-House Only -
Client Assets Workshop
In-House Only -
Client Categorisation Workshop
In-House Only -
Conduct Risk
In-House Only -
Financial Promotions Workshop
In-House Only -
MiFID II – Getting Your Firm Ready
In-House Only -
Overview of the Conduct of Business Rules
In-House Only -
SM&CR - Conduct Rules Briefings
In-House Only -
Suitability and Appropriateness
In-House Only
Senior Managers & Certification Regime (SM&CR)
Course
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SM&CR for FCA Regulated Firms - Overview & Impact
30 Jan 2019City of London -
SM&CR - Conduct Rules Briefings
In-House Only
Risk Management
Course
-
General Data Protection Regulation (GDPR) eLearning
Online Course -
CISI - Managing Cyber Security
In-House Only -
CISI - Risk in Financial Services
In-House Only -
Data Security in Financial Services Firms
In-House Only -
Diploma Series - Risk for Compliance Officers
In-House Only -
Risk Management Essentials
In-House Only
Prudential Regulation
Course
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An Introduction to CRD IV
In-House Only -
The Prudential Framework for CRD IV Investment Firms
In-House Only -
The Prudential Framework for Deposit Takers
In-House Only
Cybercrime
Course
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Cybercrime Awareness eLearning
Online Course -
GDPR - A Practical Introduction for All
None Scheduled -
General Data Protection Regulation (GDPR) eLearning
Online Course -
CISI - Managing Cyber Security
In-House Only -
Cybercrime & Security for Compliance Officers
In-House Only
CISI Qualifications
Course
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CISI - Combating Financial Crime
In-House Only -
CISI - Global Financial Compliance
In-House Only -
CISI - Managing Cyber Security
In-House Only -
CISI - Risk in Financial Services
In-House Only
Front Office
Course
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AML - A Practical Introduction for All
30 Jan 2019City of London -
Introduction to FCA Regulation
13 Feb 2019City of London -
Market Abuse Workshop
15 Mar 2019City of London -
AML Awareness eLearning
Online Course -
Anti-Bribery & Corruption eLearning
Online Course -
Cybercrime Awareness eLearning
Online Course -
Fraud Prevention eLearning
Online Course -
GDPR - A Practical Introduction for All
None Scheduled -
General Data Protection Regulation (GDPR) eLearning
Online Course -
Market Abuse eLearning
Online Course -
MiFID II eLearning
Online Course -
Anti Bribery & Corruption Awareness
In-House Only -
Financial Markets Induction Programme
In-House Only -
Fraud Prevention Awareness
In-House Only