Bribery and corruption can have a devastating impact on a business, a country's economy, and society. Download this card to remind employees of some of the key areas of bribery and what to look out for.
With increasing cyber security incidents, it is vital for everyone within an organisation to understand the risks and take steps to mitigate them. Download this card to see some timely reminders for staff on their role in protecting the firm against cyber-attacks.
In April 2022, the FCA released its review of the financial crime controls at six challenger banks highlighting weaknesses which increased the financial crime risks both when onboarding customers and throughout the customer journey. Here are three key tips for employees to help prevent and detect financial crime.
As the demand for financial services products and services with green or ESG (Environmental, Social and Governance) credentials increases, so too does the risk of greenwashing. Download this card to remind employees of some of the existing and planned regulatory initiatives in the area.
In June 2022, the FCA issued an update regarding its work to prevent and detect market abuse. In particular, the FCA outlined its monitoring techniques and approach to enforcement. Download this card to remind employees of their responsibilities under market abuse law and regulation.
With the increase in remote and hybrid working arrangements, it’s important for all staff to understand their responsibilities when working remotely. Download this card to remind employees how to reduce risk while working in a remote or hybrid environment.
Getting financial sanctions wrong can be expensive in terms of the penalties that might be applied and can be damaging to a firm's reputation. Download this card to remind employees of some of the key things to keep in mind in terms of financial sanctions.
In a survey published in May 2022, 55% of people reported that their health has been negatively impacted by the rising cost of living (YouGov/Royal College of Physicians). With the FCA spotlight on delivering good outcomes for customers, download this card to support your staff in understanding and responding to signs of vulnerability.
Whistleblowing procedures are regarded as a crucial part of effective corporate governance and a key back-stop for a positive compliance culture in firms. Download this card to remind employees of some of the reasons why whistleblowing is key.