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Introduction to Securities & Investment - CISI

Overview

Are you studying for the CISI Introduction to Securities and Investment (ISI)? And do you want to increase your chances of success? Our courses give you the tools and assistance you need.

The Introduction to Securities & Investment qualification covers key financial principles and products in depth including assets and markets, equities, bonds, derivatives, investment funds and other assets and markets. It explores the broader economic environment in which the financial services sector operates and looks at how economic activity is determined and managed in different economic and political systems.

The qualification also offers an introduction to financial services regulation and ensures candidates are provided with an understanding of ethical behaviour and acting with integrity, and an overview of the financial advice process.

The qualification is a comprehensive introduction to the financial services sector, with a specific focus on investments. It is the foundation exam for many higher level CISI qualifications.

 

Please note individual sessions are not available. Our CISI courses are designed specifically for firms with more than 5 staff that require training for a CISI qualification. Sessions are delivered live (virtually or in-person) where we walk your group through the key learning points in the chosen CISI qualification and prepare participants for the exam through plenty of practice questions and mock exams.

Who is this for?

This qualification is suitable for new entrants to staff who are beginning their career in financial services.

The broad topics covered make the qualification suitable for all staff, not just those responsible for making investment decisions, including administration, finance and accounting, IT, customer services, sales and marketing and HR and training.

Course Details

Introduction

  • The Financial Services Industry

Economic Environment

Equities

Bonds

  • Characteristics
  • Government Bonds
  • Corporate Bonds
  • Bonds

Other Financial Assets

  • Cash Deposits
  • The Money Market
  • Property
  • The Foreign Exchange Market

Derivatives

  • Derivatives Uses
  • Futures
  • Options
  • Terminology
  • Derivatives / Commodity Markets
  • Swaps

Investment Funds

  • Unit Trusts
  • Open Ended Investment Companies (OEICs)
  • Pricing, Dealing and Settling
  • Investment Trusts
  • Exchange-Traded Funds
  • Alternative Investment Funds

Financial Services Regulation

  • Financial Crime
  • Insider Dealing and Market Abuse
  • Data Protection
  • Complaints and Compensation

Taxation, Investment Wrappers and Trusts

  • Tax
  • Investment Wrappers
  • Pensions
  • Trusts

Other Financial Products

  • Loans
  • Mortgages
  • Investment Bonds
  • Life Assurance

Financial Advice

  • Areas of Financial Advice
  • Process for giving financial advice
  • Legal concepts relevant in financial advice

Workbook

CISI Exam Details
1 Hour multiple choice computer-based test (CBT)
Questions: 50
Pass Mark: 70%

CISI Work Book & Exam Fees

International
Exam & Workbook £241.00
+£40.00 CISI registration for new students

UK
Exam £142.00
Workbook £99.00
Exam, Workbook and eLearning package £257.00
+£66.00 CISI registration for new students

Recommended minimum study time: 80 hours

To order your workbook and book your exam, visit the CISI's online Booking Portal

Delivery

Have the flexibility to deliver your In-House training in-person by one of our trainers at your premises, or virtually via Zoom, Teams or Webex.

Our CISI expert trainers will guide participants through the syllabus in a structured, engaging and interactive manner.

Practice tests and mock exams
Our training sessions commence with a ‘kick-off’ test, testing the participants on their existing capabilities, and finish with a ‘progress’ test assessing their progress on the topics.

Participants are also provided with chapter-by-chapter practice questions and a mock exam that simulates the real CISI examination.

These tools provide valuable feedback and facilitate monitoring to track the participants’ performance throughout the study programme. They are vital in effectively preparing participants for success in their CISI exam.

Find out more about your Virtual or In-Person training experience below.

Virtual Delivery

Our virtual training courses are designed to be every bit as engaging as our in-person courses. To achieve this, our trainers use market-leading technology and a range of training techniques to ensure high levels of interaction with participants. Courses include the use of:

  • Virtual ‘break-out’ rooms: participants are divided into virtual rooms to facilitate small group discussion.
  • Polling: multiple-choice questions, answered anonymously, allow the trainer to assess knowledge and understanding across the group.
  • Case studies: true to life case studies and scenarios are used to highlight the practical application of theoretical knowledge.
  • Messaging: participants can submit questions and comments, either to the whole group or privately to the trainer.

Additional Benefits:

  • Recording: public course participants have the option to access a recording of the course for one month after the course. In-House clients also have the option to record their training for an additional fee.

  • On-going Q&A: public course participants can access an ongoing Q&A facility allowing them to ask questions relating to the course.

 

In-Person Delivery

Our in-person training is delivered face to face at your offices, and includes:

  • ‘In-the-moment’ questions & discussions: questions through conversations allow the trainer to assess knowledge and understanding across the group.
  • Case studies: true to life case studies and scenarios are used to explore practical application of theoretical knowledge.
  • Q&A: participants can ask questions during training, either to the whole group or privately to the trainer.
Introduction to Securities & Investment - CISI
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Duration
2 Days
location
Delivery
In-House
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