Conflicts Elearning Card

Overview

This interactive eLearning module provides an overview of the regulatory obligations relating to the identification and management of conflicts of interest within FCA-regulated firms.

This awareness-level training explores the various types of conflicts which might arise within a firm’s activities and explains the FCA’s expectations, including both the high-level Principles for Businesses and the specific rules governing conflicts. It considers the need for firms to identify relevant conflicts and the rules relating to policies and record-keeping. It also explores ways in which firms might seek to manage conflicts of interest when they arise and sets out the conditions relating to disclosure of conflicts.

This eLearning module is suitable for all employees who require an overview of the topic and can be tailored to include reference to your firm’s specific policies and procedures. Where required, it can also be supplemented by additional face-to-face (or virtual) training for those members of staff who would benefit from more detailed and/or bespoke training.

Course Details

  • Introduction
  • FCA Rules and Expectations
  • Identifying Conflicts of Interest
  • Records and Policy
  • Managing Conflicts
  • Disclosing Conflicts

Key features of our eLearning include:

 

Inhouse Experts
In-House Subject Matter Experts
Experienced, full-time GRC practitioners
Fully Customisable
Fully Customisable
Able to tailor any module to your specific requirements
Pass2
Access All Modules
No restriction to module access
Multi Device
Multi-Device Compatible
Deliverable on desktops, laptops, tablets and smartphones
Trackable Testing
Trackable Testing
Easy to generate reports on progress and results
Flexible Implementation
Flexible Implementation
Delivered through our LMS or deployed on your existing system