The crux of the SM&CR is that it creates a regime that enables firms and regulators to hold people to account – particularly the senior management tier and those performing certified functions. Accordingly, it is vital that all staff understand the SM&CR and how it impacts them and their firm.
This eLearning module provides a concise overview of the SM&CR that is perfect for introducing the regime to new staff or refreshing existing employees’ knowledge of its main features.
- The structure of the SM&CR
- Why the SM&CR was introduced
- Senior Management under the SM&CR
- SM&CR's certification requirements
- SM&CR's conduct rules
- Course assessment
Key features of our eLearning include: