Whistleblowing

Overview

This module provides an introduction to the legal and regulatory requirements relating to whistleblowing in the UK financial services industry. In addition to the key requirements of the Public Interest Disclosure Act of 1998, the module covers the rules laid down by the financial services regulators in the UK and the practical steps that would need to be taken in a whistleblowing situation. It also outlines the general importance of ‘speaking out’ and distinguishes whistleblowing events from grievances and complaints.

Course Details

  • What is (and is not) considered to be whistleblowing
  • Examples of whistleblowing events
  • The legal framework in the UK provided by the Public Interest Disclosure Act of 1998
  • The expectations of the FCA and PRA
  • Whistleblowing versus grievances and complaints
  • The appropriate actions to take in a whistleblowing situation

Key features include:

 

Inhouse Experts
In-House Subject Matter Experts
Experienced, full-time GRC practitioners
Fully Customisable
Fully Customisable
Able to tailor any module to your specific requirements
Pass2
Access All Modules
No restriction to module access
Multi Device
Multi-Device Compatible
Deliverable on desktops, laptops, tablets and smartphones
Trackable Testing
Trackable Testing
Easy to generate reports on progress and results
Flexible Implementation
Flexible Implementation
Delivered through our LMS or deployed on your existing system