Market Abuse - eLearning
Overview
Market Abuse rules can be complex. Often it is not always clear what is and is not deemed to be ‘abuse’ of the market.
Our Market Abuse eLearning module begins with an overview of market abuse, along with the associated law and regulation. It goes on to explore some of the practical ways that market abuse could impact individuals working in the financial services sector, using case studies to highlight your role and responsibilities. Each of the case studies is supported by real-world examples to illustrate the key points.
This module and the end assessment can be tailored to incorporate client-specific content.
Course Details
Chapter 1 – Understanding market abuse
- Overview and scope
- Misuse of inside information
- Market manipulation
- What about benchmarks?
- What about commodities?
Chapter 2 - Market abuse law and regulation
- Key sources of market abuse law and regulation
- Link to internal policies and procedures
Chapter 3 – Case studies
- Unlawful or improper disclosure of inside information scenarios
- Market manipulation scenarios
- Dissemination of false or misleading information scenarios
- Identifying and reporting suspicious transactions scenarios
- Red flags and reporting
Assessment
Delivery
Our interactive learning is delivered online, so all you need is an internet-connected device – we’ll do the rest.
We handle every part of the set-up process, from customising your individual Learning Management System (LMS), loading staff data, setting up a deployment and reminder schedule and reporting on progress.
In addition, administrators can also have access to all of these tools too, giving you the flexibility to be involved as much or as little as you prefer.
eLearning Previews
See examples taken from a range of our eLearning courses in the gallery below.
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