Compliance Updater - March 2019

HMRC accused of breaching FCA regulations. MPs demand an end to secret company ownership in the UK crown dependencies. Increase in whistleblowing to the UK’s FCA. Britain’s biggest estate agent...

CCL Regulatory Update: Middle East Edition - March 2019

This edition includes: DFSA Hosts Financial Crime 2019 Conference, ADGM Opens 4th RegLab Cohort Focusing on the API Economy and Sustainable Finance, CBB Allows Short-Selling and Lending of Securities, FCA...

CCL Regulatory Update: UK Edition - March 2019

This edition includes: FCA on New Directory, BoE ACS for 2019 Banking Stress, ESMA on Transparency Calculations, Trace Report on Corruption, Conviction of Fourth Senior Banker in EURIBOR Fraud and...

Compliance Updater - February 2019

EU accuses eight banks of rigging the eurozone bond market. Brexit certainty reached on delegated fund management. MiFID II results in new entrant into corporate broking sector. Australia’s Royal Commission...

CCL Regulatory Update: UK Edition - February 2019

This edition includes: FCA on Asset Management, PRA Fees and Levies: Changes to Periodic and Transaction Fees, EBA on Outsourcing Arrangements, MLD4/5 and New List of High-Risk Countries, FCA’s First...