How to...Study for your CISI exam

Martin Mitchell | 27th July 2021 | Thought Leadership
Starting to study towards one of the CISI’s exams? Here are five key tips to enable you to focus your efforts, save on preparation time and boost your chances of...

Compliance Updater - June 2021

Martin Mitchell | 30th June 2021 | Compliance Updater
Trafigura flags up suspicious Gupta invoice. G7 heralds “starting point” on road to multinational tax reform. Australia launches major money laundering probe, including at NAB. Lithuanian fintech loses licence over...

Compliance Updater - May 2021

Martin Mitchell | 31st May 2021 | Compliance Updater
Germany’s BaFin warns Binance over “stock tokens”. Archegos preparing for insolvency. Malaysian state fund suing banks for breach of duties. FCA formally investigating Greensill Capital. SFO investigating Gupta Family Group...

Implementing the IFPR in the UK

18th May 2021 | UK Regulatory Updates, Thought Leadership
For firms that conduct one or more MiFID listed investment activities, the FCA’s new Investment Firm Prudential Regime (‘IFPR’) may present unexpected and complicated consequences. Read this article to find...

Compliance Updater - April 2021

Martin Mitchell | 30th April 2021 | Compliance Updater
Does the oversight of family offices need to be strengthened? Doubts over invoices factored by Greensill Capital. “Worst IPO in London’s history” is a blow to regulatory plans. Biden presents...