Compliance Updater - April 2021

Does the oversight of family offices need to be strengthened? Doubts over invoices factored by Greensill Capital. “Worst IPO in London’s history” is a blow to regulatory plans. Biden presents...

Compliance Updater - March 2021

Deutsche Bank investigating sales of complex currency products to SMEs in Spain. Greensill Capital and Greensill Bank near collapse. Deloitte agrees $80m settlement over 1MDB. Report published on the UK...

Concerning Conduct: Quarterly Cases - Q1 2021

Denmark charges two UK nationals with fraudulent $1.6bn dividend tax reclaim. Whistleblower evidence on Ghosn justifies under reported pay. Samsung head sentenced to two and a half years for bribery....

CCL Regulatory Update: UK Edition - March 2021

This edition includes: FCA Feedback on Building Operational Resilience, PRA Publishes Statement on Expectations to Outsourcing and Third-Party Risk Management, ESMA Updates Q&As, FATF and Egmont Group Publishes Report on...

CCL Regulatory Update: Middle East Edition - March 2021

This edition includes: DIFC Recognised by the World Alliance of International Financial Centres, ADGMA, ADDA, and ADSG Launch Abu Dhabi Digital Programme, SCA Holds First Board Meeting of 2021, FATF...