Compliance Updater - January 2019

Martin Mitchell | 31st January 2019 | Compliance Updater
UK’s FCA probing work culture at RBC. Danske now facing a French investigation. Former StanChart employee to plead guilty to Iran sanction breaches charge. Four former Barclays executives deny fraud...

Compliance & FCC Public Training Schedule | London, UK

14th January 2019 | CCL Academy Updates - UK
Get your year off to the best start by planning your training for the coming months. View our public training schedule

Compliance Updater - December 2018

Martin Mitchell | 31st December 2018 | Compliance Updater
‘London Blue’ hackers target CFOs. Deutsche Bank’s BVI unit is the centre of an AML probe. Tesco executives cleared of fraud charges. Deutsche cleared 80% of Danske’s Estonian branch flows....

Compliance Updater - November 2018

Martin Mitchell | 30th November 2018 | Compliance Updater
Charges for Goldman Sachs and its bankers over 1MDB scandal. Privacy International calls for GDPR probe into ‘data traders’. Swift announces disconnection of Iranian banks. Ex-JPMorgan metals trader pleads guilty...

CCL Regulatory Update: UK Edition - November 2018

Carwyn Evans | 30th November 2018 | UK Regulatory Updates
This edition includes: Brexit Impact Assessment by FCA, Brexit Scenarios – BoE Response to Treasury, ESMA on Managing Risks on a No-Deal Brexit in the Area of Central Clearing, The...