Takeaways from the Pandora Papers data leak

Takeaways from the Pandora Papers data leak

Compliance Updater - September 2021

Theranos founder on trial in the US. WhatsApp fined €225m for GDPR breaches. FCA chair calls for more powers over crypto. Britain considering ditching EU data rule on AI. Dear...

Concerning Conduct: Quarterly Cases - Q3 2021

Robinhood fined record amount and customer suicide cited. Watchdog concludes Greensill pressure to access Covid loan scheme was “unusual”. Regulatory risk hits investors in Didi Chuxing. Analyst who recommended Wirecard...

Compliance Updater - August 2021

SEC chair warning re crypto assets. Compliance and legal combination concerns at Softbank. UK’s FCA considering block on bank branch closures. German asset manager tries to flip insolvency preference on...

Compliance Updater - July 2021

Finra fines Robinhood record amount. Deutsche slip up on staffing means no HK IPO sponsor role. FCA proposes reforms to UK listing rules. EU plans Anti-Money Laundering Authority to fight...