Starting 2021 with a Brexit ‘no deal’ on financial services. TP ICAP unable to use pandemic disruption as an excuse. Deutsche agrees $125m settlement over fraud and bribery allegations. Thousands...
This edition includes: DIFC Hosts Outreach Session for Cyber Risk Management Guidelines, ADGM Holds Online Workshop on Cryptocurrency and Counter Proliferation Finance, SAMA Issues the Open Banking Policy, Update to...
This edition includes: FCA Webpage on Passporting In and Out of Gibraltar, SM&CR Forms Update, ESMA Issues Statement on MiFID II Reverse Solicitation, FCA on Financial Crime Systems and Controls...
The formalisation of Brexit. Wirecard Bank’s inappropriate corporate governance. South Korea threatens jail for short sellers. Robinhood accused of treating trading ‘like a game’. Credit Suisse charged in Switzerland over...
This edition includes: DIFC Issues its First Licence to Provide Money Services in the DIFC, Bryan Stirewalt, Chief Executive of the DFSA, to Retire, Oman CMA Creates a New Department...