Compliance Updater - September 2019

Martin Mitchell | 30th September 2019 | Compliance Updater
Sweden state pension fund fires CEO over internal rule breach. Banker in insider dealing investigation charged for deleting messages. Ex-Goldman banker told to pay £7.3m in corruption case. Clearing house...

CCL Regulatory Update: UK Edition - September 2019

Carwyn Evans | 30th September 2019 | UK Regulatory Updates
This edition includes: FCA on Guidance for the Fair Treatment of Vulnerable Customers, Strengthening Individual Accountability –SM&CR, European Commission FAQ on PSD2, MEPs Call for Implementation of AML Rules, FCA...

CCL Regulatory Update: Middle East Edition - September 2019

Clare Curtis | 30th September 2019 | Middle East Regulatory Updates
This edition includes: New DIFC Employment Law Enacted, FSRA Publishes Detailed Guidance on Digital Securities, Saudi Capital Market Authority Approves Multiple FinTech “Experimental Permits” for Equity Crowdfunding, EU to Consider...

Compliance Updater - August 2019

Martin Mitchell | 31st August 2019 | Compliance Updater
Global regulators’ privacy worries over Facebook cryptocurrency. Malaysia charges seventeen Goldman staff over 1MDB scandal. Allegations of market manipulation against short seller Muddy Waters. Claims of a $38bn fraud at...

CCL Regulatory Update: Middle East Edition - August 2019

Clare Curtis | 31st August 2019 | Middle East Regulatory Updates
This edition includes: Feedback Statement on CP124 - Property Crowdfunding, FSRA Admits 4th RegLab Cohort and Announces Successful RegLab Graduates, Central Bank of Bahrain Approves First Middle Eastern Cryptocurrency Exchange,...