Overview
In this webinar, Peter Haines and Nigel Sydenham offer practical advice to help ensure that Senior Managers, Compliance Teams and staff understand:
- What is changing, including the results of the consultation process.
- The practical implications of the changes to the rules and the FCA’s new guidance.
- The questions that every firm needs to consider when implementing a robust framework for tackling NFM.
Who should attend?
This webinar will be essential for Senior Managers, Compliance Officers, and HR / People Officers in regulated firms. This webinar will be particularly important for Senior Management who hold the prescribed responsibility for conduct rules training and reporting.
Why should you attend?
The new rules on NFM apply to all FCA-regulated firms from 1st September 2026 and impact both the Conduct Rules and the Fit & Proper test, as well as a firm’s internal procedures. Regulated firms must act now to ensure they comply with the new requirements.
Speaker bios
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Nigel specialises in training boards, senior executives and other staff on the impact of regulation and regulatory change. He is a CFA Charterholder and Chartered Fellow of the CISI, with over 15 years’ industry experience. With a background in compliance in private banking and wealth management, Nigel has a particular interest in effective corporate governance and the management of compliance and regulatory risk. His interests also include issues relating to ESG and climate risk, conduct and culture (including non-financial misconduct), and all aspects of financial crime prevention, as well as the impact of fintech on compliance and regulation. |
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Peter has over 35 years’ experience in the field of regulation and compliance. A chartered accountant, Peter spent 6 years working with the UK’s SFA (now the FCA) and has headed up regional and global compliance functions at Paribas, UBS Investment Bank and Bank of America. Since 2006, Peter has specialised in training, focusing on boards, senior management and assisting the next generation of compliance officers. His coverage includes most areas of compliance and financial crime, corporate governance and risk management. His style is inclusive, interactive and based on practicalities, not just rules. As Director of GRC Training, he works closely with our clients to ensure that our programmes are tailored to their exact needs and meet, or surpass, their expectations. |
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