The Senior Managers & Certification Regime came into force on 9th December 2019 for FCA-authorised firms and is comprised of three strands:

  1. Senior Management
  2. Certification
  3. Conduct Rules

This short video explains why SM&CR is critical for your firm:

1) Our SM&CR eLearning Modules

Introduction to the SM&CR

A focused and coherent synopsis of the SM&CR that is perfect for raising awareness of the new regime.

SM&CR Conduct Rules

The CCL Academy has created three Conduct Rules eLearning modules, each one targeted at a particular subset of staff:

  1. Conduct Rules for Senior Managers
  2. Conduct Rules for Certification Staff
  3. Conduct Rules for Conduct Staff

2) SM&CR Virtual Training Courses

We can facilitate private virtual training workshops for your firm on the following topics:

All of our private video training sessions can be tailored to the specific needs of your firm. To request a quote to conduct SM&CR training for your remote working employees, click here.

3) Train the Trainer

We can train your internal trainers and provide all of the materials you will need including slide packs, case studies and speaker notes. Please contact us for more information.