Archive: 2020

Compliance Updater - June 2020

FCA to bring test case on business interruption wordings. HSBC and StanChart facing difficulties over supporting Beijing security law. Barclays facing latest battle over crisis fundraising. Simon Property Group claims...

CCL Regulatory Update: UK Edition - June 2020

This edition includes: FCA Guidance on Assessing Adequate Financial Resources, PRA Statement on Electronic Signatures, ESMA Guidance on Compliance Function Under MiFID II, JMLSG Publishes Revised Guidance, FCA Fines Commerzbank...

Concerning Conduct: Quarterly Cases - Q2 2020

Insurance and the pandemic. Expenses scandal and conflict management at the world’s biggest sovereign wealth fund. Potential for backlash for big US groups. Judge rules in favour of LSE over...

Compliance Updater - May 2020

HSBC reports suspicions over Singapore energy trading firm. BaFin looking into market manipulation and director dealing at Wirecard. KPMG facing £250m lawsuit over Carillion audits. Whistleblower reports to UK’s FCA...

CCL Regulatory Update: Middle East Edition - May 2020

This edition includes: Entities Required to Notify DIFC Regarding New Economic Substance Regulations, ADGM Publishes Amendments to its Commercial Legislation, All UAE Entities Required to Meet Economic Substance Regulations, FATF...