Archive: 2020

Compliance Updater - August 2020

Second Wirecard Executive held on suspicion of fraud. Deutsche agrees to $150m fine for compliance failings in dealing with Epstein. Trump imposes sanctions on China. Singapore charges businessman over Wirecard...

CCL Regulatory Update: UK Edition - August 2020

This edition includes: FCA Updates SM&CR Webpage, FCA Consults on Extension of Annual Financial Crime Reporting Obligation, Wolfsberg Group Publishes FAQs on Source of Wealth and Source of Funds.

CCL Regulatory Update: Middle East Edition - August 2020

This edition includes: DIFC Issues Amendments to the Common Reporting Standard Law and Regulations, ADGM and Sunline Collaborate on the Development of FinTech Solutions in the Digital Lab, SAMA Launches...

Compliance Updater - July 2020

Deadline missed for Brexit parallel equivalence assessment. US Supreme Court ruling on disgorgement. Big four accountants given UK audit split deadline. Deloitte faces fine for audit failings at Autonomy. Four...

CCL Regulatory Update: Middle East Edition - July 2020

This edition includes: DFSA and DIFC Make New Internal Appointments, CBUAE and ADGM Invite Applications for the 2020 Innovation, SCA Consults on its New Rulebook, UAE to Merge Financial Sector...