CCL Regulatory Update: UK Edition - August 2020

This edition includes: FCA Updates SM&CR Webpage, FCA Consults on Extension of Annual Financial Crime Reporting Obligation, Wolfsberg Group Publishes FAQs on Source of Wealth and Source of Funds.

CCL Regulatory Update: UK Edition - July 2020

This edition includes: FCA Consults on Extending Deadline for Certification Regime and Conduct Rules, PRA Revised Version of Complaints Scheme, UK Finance on Cyber Incident Management, HM Treasury Consults on...

CCL Regulatory Update: UK Edition - June 2020

This edition includes: FCA Guidance on Assessing Adequate Financial Resources, PRA Statement on Electronic Signatures, ESMA Guidance on Compliance Function Under MiFID II, JMLSG Publishes Revised Guidance, FCA Fines Commerzbank...

CCL Regulatory Update: UK Edition - May 2020

This edition includes: FCA Extends Period to Cover Absent Senior Managers, PRA and Bank of England Statement on COVID-19, ESMA Issues Public Statement on COB Obligations from Increasing Retail Activity,...

CCL Regulatory Update: UK Edition - April 2020

This edition includes: FCA Expectations for SM&CR Solo Regulated Firms, PRA Statement on COVID-19 Regulatory Reporting and Disclosure Amendments, ESMA Publishes Advice to the European Commission on Inducements and Costs...