CCL Regulatory Update: UK Edition - June 2020

This edition includes: FCA Guidance on Assessing Adequate Financial Resources, PRA Statement on Electronic Signatures, ESMA Guidance on Compliance Function Under MiFID II, JMLSG Publishes Revised Guidance, FCA Fines Commerzbank...

CCL Regulatory Update: UK Edition - May 2020

This edition includes: FCA Extends Period to Cover Absent Senior Managers, PRA and Bank of England Statement on COVID-19, ESMA Issues Public Statement on COB Obligations from Increasing Retail Activity,...

CCL Regulatory Update: UK Edition - April 2020

This edition includes: FCA Expectations for SM&CR Solo Regulated Firms, PRA Statement on COVID-19 Regulatory Reporting and Disclosure Amendments, ESMA Publishes Advice to the European Commission on Inducements and Costs...

CCL Regulatory Update: UK Edition - March 2020

This edition includes: FCA’s Speech on Approach to Treating Customers Fairly, COVID-19 Regulatory Reporting Amendments, EBA Calls for Improvement on Pillar 3 Disclosures, FATF Publishes Guidance on Digital ID.

CCL Regulatory Update: UK Edition - February 2020

This edition includes: FCA Webpage on Considerations for UK Firms After the Transition Period, PRA’s Methodologies for Setting Pillar 2 Capital, ESMA Clarifies Governance and Reporting Obligations for UK Entities...