Compliance Updater - June 2020

FCA to bring test case on business interruption wordings. HSBC and StanChart facing difficulties over supporting Beijing security law. Barclays facing latest battle over crisis fundraising. Simon Property Group claims...

Compliance Updater - May 2020

HSBC reports suspicions over Singapore energy trading firm. BaFin looking into market manipulation and director dealing at Wirecard. KPMG facing £250m lawsuit over Carillion audits. Whistleblower reports to UK’s FCA...

Compliance Updater - April 2020

Professional services firms’ attempts to cope with the coronavirus. Concerns over data security and privacy on Zoom. Morrisons wins appeal over data leak. UK FCA eases emergency fundraising requirements. Softbank...

Compliance Updater - March 2020

Coronavirus and compliance. Deutsche Bank’s UK difficulties. Freedom of information response reveals seven breaches by UK funds. Deutsche Bank cleared funds as correspondent for Jho Low. Swedbank faces possible sanction...

Compliance Updater - February 2020

CEO-chair combination to be challenged. FCA suffers embarrassing compliance failure. Deutsche probing Saudi wealth management bribes. Thiam ousted to protect Credit Suisse’s reputation. Work-life balance plans for LSE. Long lens...