Compliance Updater - August 2020

Second Wirecard Executive held on suspicion of fraud. Deutsche agrees to $150m fine for compliance failings in dealing with Epstein. Trump imposes sanctions on China. Singapore charges businessman over Wirecard...

Compliance Updater - July 2020

Deadline missed for Brexit parallel equivalence assessment. US Supreme Court ruling on disgorgement. Big four accountants given UK audit split deadline. Deloitte faces fine for audit failings at Autonomy. Four...

Compliance Updater - June 2020

FCA to bring test case on business interruption wordings. HSBC and StanChart facing difficulties over supporting Beijing security law. Barclays facing latest battle over crisis fundraising. Simon Property Group claims...

Compliance Updater - May 2020

HSBC reports suspicions over Singapore energy trading firm. BaFin looking into market manipulation and director dealing at Wirecard. KPMG facing £250m lawsuit over Carillion audits. Whistleblower reports to UK’s FCA...

Compliance Updater - April 2020

Professional services firms’ attempts to cope with the coronavirus. Concerns over data security and privacy on Zoom. Morrisons wins appeal over data leak. UK FCA eases emergency fundraising requirements. Softbank...