Knowledge

Compliance Updater - July 2019

Swiss v EU spat – is this a signal for the post-Brexit world? Orcel set to sue Santander for €100m. UK’s FCA plans ban on bitcoin derivatives for retail investors....

CCL Regulatory Update: UK Edition - July 2019

This edition includes: FCA Confirms Permanent Restrictions on the Sale of CFDs and CFD-like Options, EBA Calls for Communication to Credit Institutions on AML/CFT Concerns from a Prudential Perspective, ESMA...

CCL Regulatory Update: Middle East Edition - July 2019

This edition includes: DFSA Release Consultation Paper No.126, Security Council Committee Adds Five Entries to its Sanctions List, UAE Introduce New Foreign Direct Investment Law, Outcomes of the June FATF...