Knowledge

Compliance Updater - December 2019

Baker McKenzie partner embarrassed over kissing episode. FCA to ban promotion of mini bonds. Ex-partner at Deloitte goes to court over misconduct claims. Japan’s public pension fund rules against stock...

CCL Regulatory Update: UK Edition - December 2019

This edition includes: FCA Extends the SM&CR to c. 47,000 firms, Special Requirements Regarding Whistleblowing Systems and Controls at the Society of Lloyd’s, ESMA Q&As, The Money Laundering and Terrorist...

CCL Regulatory Update: Middle East Edition - December 2019

This edition includes: DFSA to Launch Cyber Threat Intelligence Platform, ADGM Holds December Outreach Session, Saudi Arabia Bans Firms from Having Both Insurance and Reinsurance Businesses, FCA Fines PPC for...