Knowledge

Compliance Updater - November 2019

Administrators at LCF use third party to consider suing PwC and EY. South Korea’s biggest hedge funds freezes withdrawals. PRA warns insurers to improve culture. Humiliation for the UK’s FCA...

CCL Regulatory Update: UK Edition - November 2019

This edition includes: Conduct Risk During LIBOR Transition, EBA Consultation on Amending Technical Standards for Passport Notification, ESMA Q&As, UKFIU Publishes New Glossary Codes and Reporting Routes on SARs, FCA...

CCL Regulatory Update: Middle East Edition - November 2019

This edition includes:DFSA Signs MoU with Saudi Regulator, FSRA Issues Public Consultation on Updates to PRU Rulebook, SCA Joins Global Financial Innovation Network, FATF Updates Countries on List of Jurisdictions...