Knowledge

Compliance Updater - September 2019

Sweden state pension fund fires CEO over internal rule breach. Banker in insider dealing investigation charged for deleting messages. Ex-Goldman banker told to pay £7.3m in corruption case. Clearing house...

CCL Regulatory Update: UK Edition - September 2019

This edition includes: FCA on Guidance for the Fair Treatment of Vulnerable Customers, Strengthening Individual Accountability –SM&CR, European Commission FAQ on PSD2, MEPs Call for Implementation of AML Rules, FCA...

CCL Regulatory Update: Middle East Edition - September 2019

This edition includes: New DIFC Employment Law Enacted, FSRA Publishes Detailed Guidance on Digital Securities, Saudi Capital Market Authority Approves Multiple FinTech “Experimental Permits” for Equity Crowdfunding, EU to Consider...