The implementation of MiFIR and MiFID II represents a step-change in European regulation of investment markets. The combined impact of these two pieces of legislation will have a wide-ranging impact on market participants.
The CCL Academy has developed two eLearning modules – one for buy-side and one for sell-side firms, designed for all staff who are impacted by the directive. The modules provide a comprehensive, yet efficient overview of the key changes and other relevant legislation.
- Market Structure
- MiFID Markets
- Investment advice
- Suitability and appropriateness
- Costs and charges
- Conflicts of interest
- Investment research
- Best Execution (sell-side only)
Key features include: